Case Studies
Our case studies illustrate how we help asset managers and asset servicers to master global fund distribution
8 results found
On "risk-and-compliance"
Ongoing monitoring of distributors, KYD due diligence
UCITS management companies & AIFMsA Luxembourgish Asset Manager decided to put in place an comprehensive ongoing monitoring on their distributors across 15+ markets, requesting FundGlobam’s assistance.
AMF requirements on green, sustainable, SRI and ESG products disclosure
EU UCITS fundsEU UCITS marketing funds labeled green, sustainable, SRI or ESG in France, and wishing to communicate on non-financial criteria have to comply with recent French AMF’s 2020-03 guidelines. A ga ...
Brexit / Temporary Permission Regime (TPR)
Continental EU UCITS/AIF asset managersA French Asset Manager marketing its fund range in the UK is concerned about how fund passport will be considered in the context of Brexit: May my funds continue to be distributed post Brexit ? Any tr ...
New market opportunity
French asset managerCanadian investors from different provinces of Canada expressed interest in the European fund range of a Tier 1 French asset manager. The asset manager needed a quick response on two questions: Is it ...
Cost Optimisation
UK asset managerUK asset manager distributing a Luxembourg product range in 10+ markets needed a review of the ongoing costs relating to the regulatory requirements in several markets.
Marketing material compliance for multiple jurisdictions
Tier 3 Luxembourg asset managerTier 3 Luxembourg asset manager already distributing its funds in several EU and non-EU markets was concerned about the risk of failing to comply with non-harmonised local marketing material rules.