Business need
A Luxembourgish Asset Manager decided to put in place an comprehensive ongoing monitoring on their distributors across 15+ markets, requesting FundGlobam’s assistance.
FundGlobam's role
FundGlobam implemented effective ongoing due diligence and permanent monitoring on each distributor, including an immediately reporting of any detected changes or relevant event. Furthermore, this monitoring and due diligence services are now available on FundGlobam DiGital, making them available to every of our clients.
Results
To date, FundGlobam assist clients to oversight their distributors’ activities according to regulatory requirements.